2 edition of Dealers in securities and authorised unit trust schemes. found in the catalog.
|The Physical Object|
|Pagination||xvi, 125 p. :|
|Number of Pages||96|
nodata File Size: 1MB.
Rule 179 — REPORTING ACCOUNTANTS K. Therefore, such reports should only be used as reference in any investment decision.
This prompted a review of the legislation and a tightening of the obligations placed on the managing entities. However, as things stand, the trustee is invested with the trust property and is there to represent the interests of the unit holders. Lee, Boon Keng and Ong, Andy. Access to global investment opportunities: Through unit trusts, the investment horizon can be broadened because there are different types of funds which can provide you with a very convenient and cost-effective way to capitalise on both local and overseas investment opportunities.
little monitoring of the evolution of the OCF and the charges modelled initially• Thus the Act relates only to certain forms of equity or bond trusts. Finance, financial services regulation and investment products• Amendment to Rule 67- Sub-broker•
We are providing written feedback to all the firms in this review and will use tools including FSMA section 166 Skilled Person reports to improve compliance in the sector.
Rule 312 4 - Undersubscription 2.
Ongoing regulatory and compliance management.